Spinal
canal stenosis
P.
KOROVESIS, G. KOUREAS, G. PETSINIS
Department of Orthopedics "Saint Andrew" Patra General Hospital
INTRODUCTION
The
term "spinal stenosis" means stenosis of the spinal canal,
in which noble neural elements (spinal cord & roots) are included.
However, it is known that spinal canal stenosis with or without compression
on spinal roots is found in asymptomatic persons as well4. Thus, spinal
stenosis itself cannot explain all clinical symptoms and signs which
are observed with patients who suffer from spinal stenosis clinical
syndrome.
Spinal degeneration process, because of aging, leads to pathologic
and pathophysiologic changes, which occasionally are related to clinical
symptoms and objective findings. It seems that it is not only the
stenosis of spinal canal itself which takes place, but it has been
proved that abnormal motion of spine contributes as well and can increase
the degree of compression on neural elements which are included in
the spinal canal. Gradual degeneration of spinal diarthroses and intervertebral
disks and the following compression on neural elements could lead
to symptomatic spinal stenosis, although the seriousness of clinical
symptoms is not necessarily related to the degree of radiographic
stenosis & compression on noble neural elements.
CLASSIFICATION
Spinal stenosis can be acquired or be congenital. The congenital
one is common with patients who suffer from achondroplasia or any
other syndrome which causes nanism. Congenital stenosis has also to
do with persons with normal height, with small vertebral arches and
normal intervertebral disks in multiple levels. In congenital spinal
stenosis symptoms frequently appear between the third and fourth decade
of life.
On the other hand, acquired or degenerative stenosis becomes symptomatic
with women aged around 70 and men of somehow younger[60]. Degenerative
spondylolisthesis, which is more common in women, is a common cause
of spinal stenosis[47].
Despite the fact that many causes lead to spinal stenosis, this review
will focus on spine degeneration process. Degenerative changes and
consequently stenosis, could appear either medially in the spinal
canal or at lateral diverticula (leading to compression of nerve roots
from a hypertrophic articular process), or at the vertebral foramen,
or finally outside the vertebral foramen from osteophytes, intervertebral
disk, transverse processes or from lumbosacral joints (5th lumbar
root).
ANATOMY
Spinal canal is related anteriorly to the intervertebral disks, the
posterior longitudinal ligament and the vertebral bodies. Its lateral
limits are related to the lateral expansion of ligamentum flavum and
the vertebral arches. Posterior elements are ligamentun flavum, vertebral
arch, and posterior articular processes. Vertebrae foramens are related
anteriorly to the intervertebral disks and the vertebral bodies, posteriorly
to the articular processes and finally superiorly to inferiorly to
the vertebral arches.
The average anteroposterior diameter of spinal canal is 12 mm[20,21,73],
while the minimum area of spinal canals transverse surface is
77±13mm2 so as the neural elements which are included in it
not be compressed[20,73,84].
Inside spinal canal neural elements are organized in a predetermined
way. The most posterior neural elements inside the canal are those
of É5 root whose course is anteriorly from the 4th up to 1st sacral
vertebra, between the 5th lumbar and first sacral disk. The most anterior
element between the 5th lumbar and 1st sacral disk is É root. Between
the fourth and the fifth lumbar vertebra, O5-root heads anterolateral
displacing É1 root posteriorly. This arrangement moves symmetrically
with every root to be added superiorly at every disks level[14,99,100].
Motor neural fibers are placed anterolaterally while sensory fibers
posterolaterally. Special sensory and motor neural fibers are in the
vicinity and they have an oblique orientation. Inside the vertebral
foramen there is the dorsal ganglion, whose anterior part consists
its motor unit and the posterior part its sensory unit which is the
largest. The dorsal ganglion is almost always entrapped in the vertebral
foramen and commonly it is in the intervertebral disks respective
area at vertebrae arches level[13].
PATHOLOGY: DEGENERATIVE PROCESS
The main three biochemical components of the intervertebral disk are
water, collagen and proteoglycans. These components constitute 90-95%
of a normal intervertebral disk volume[24,31,67]. Collagen is arranged
in concentric arches allowing disks straining while, in parallel,
connects the aside vertebral bodies. Proteoglycans lend hydrodynamic
and electrostatic properties and control texture of the disk via regulation
of fluids exchange inside disk.
Water which is included inside intervertebral disk is transformed
according to the applied mechanical loads but it usually consists
the biggest part of the disks weight. With aging the amount
of water which is included in the disk reduces[24,31,67]. While the
nucleus pulposus dehydrates, its ability to distribute loads declines
leading to tears and fissures inside annulus[17,68].
Collagen gives to the disk strength to traction. Nucleus consists
exclusively of collagen fibers type ÉÉ[23,38], which help in maintaining
high levels of hydration by conserving water and allowing disk to
resist to distortion and compression forces. Annulus consists of almost
the same percentage of collagen fibers type É and ÉÉ. Percentage of
collagen fibers type É increases in disks of middle age and older
persons[2,8].
Proteglycans number inside intervertebral disk is lower than
that in articular cartilage, they have smaller nucleus and consist
of different percentages of sulfur keratins and sulfur chondroitins
chains[89,90]. Resistibility of a disk against compression has to
do with proteoglycans which are found in higher percentage in nucleus
pulposus compared to annulus[2,93]. With aging and disks degeneration,
the total percentage of proteoglycans reduces[68,9]5. The rate of
proteoglycans synthesis declines with aging as well.
Studies in electron microscope prove that biochemical components of
disks have an architectural arrangement which reflects their biochemical
properties. Annulus is composed by collagen fibers arranged in laminae
which are crossed on 40-70Æ angle. These fibers give strength
against traction forces. Densely arranged fibers of annulus fibrosus
become less dense and organized in transmission from nucleus to annulus
and consist a loose network inside nucleus pulposus.
DEGENERATION OF INTERVERTEBRAL DISK
Degeneration of intervertebral disks is the first stage of the spinal
articular processes degeneration[52-54]. Despite this, arthritis in
articular processes is possible to precede any disk degeneration[97].
During childhood and adolescent the annulus fibrosus is of gelatinous
consistency. As time goes by the annulus fibrosus is subject to fibrocartilagenous
metaplasia and chondrocytes are shown inside it. Gradually, the exact
limits between nucleus pulposus and annulus fibrosus become hard to
discern. Dehydration, formation of cavities and fibroelastic tissue
take place resulting in replacing of annulus pulposus by fibrocartilaginous
tissue[15,36,76].
The highest frequency of disk degeneration is observed with persons
aged between 25 and 35. At the age of 50 most people have some kind
of disk degeneration. Disks between O5-É1, as well as between O4-O5
are those that degenerate more often[65].
Biomechanical and biochemical changes lead to a reduction of disks
height. It can be observed rupture of the annulus, intervertebral
disk herniation and premature appearance of osteophytes. Because of
these changes, increased loads are shifted posteriorly at facet joints,
resulting in changes to these joints and instability follows. As disk
degenerates and spinal canal is narrowing medial as well in lateral
notches, nerve roots can be entrapped.
Degeneration of spinal facet joints is similar to other joints. With
ageing, osteoporosis increases with simultaneous loss of articular
cartilage and reduction of articular cavity. Osteosclerosis which
can be observed in facet joints commonly is reduced as time goes by,
while differentiations in load distribution take place. As degeneration
process goes on changes of facet joints include: hypertrophy, pachynsis
of upper articular capsule and osteophytes formation.
In addition to the articular and osseous changes, facet joints of
the vertebrae are sedimentated and eroded[30,106]. In the early stages
where disk degeneration rate overcomes that of facet joints changes,
it could happen a small degree of posterior spondylolisthesis of the
upper vertebral body over the lower one. However, if facet joints
degeneration degree, including osseous and cartilaginous erosion as
well as loosening of articular capsules, overcomes the degenerative
changes of the disk, an anterior subluxation could happen. This is
especially true when facet joints are located at saggital level[34].
With many persons a gradual alteration of the spinal saggital profile
is observed (kyphosis- lordosis). This, combined with the widening
of ligamentum flavum posteriorly and protrusion of the disk anteriorly,
it causes spinal canal narrowing leading to a further compression
on neural elements[7].
SECTIONAL INSTABILITY
Three-dimensional arrangement of the spine with normal disks, facet
joints and ligaments allows a normal and symmetrical version and angulation
of its levels, without important changes to the spinal canal and its
foramina dimensions. As spinal degeneration process progresses, spinal
canal and foramina are affected more and more by rotational motions
and inclinations, because of changes in disks and facet joints. As
degeneration is accompanied by disruption of motion as well, irritation
of cauda equina neural elements is provoked leading to manifestation
of pain[25,29,69].The common manifestation of degenerative spondylolisthesis
at O4-O5 level of lumbar spine, is the result of restraint forces
that exert on the body and its transverse processes of O5 vertebra
from iliolumbar ligaments, which immobilize the fifth lumbar vertebra
and allow increased motion of the upper vertebra leading to subluxation[58].
The unusual biomechanical loads over vertebra with the greatest motion
can be noticeable radiologically either from the narrowing of the
intervertebral space or from the osteosclerosis to endplates of vertebral
bodies. Radiologically, benign idiopathic sclerosis can resemble inflammation.
However, in this case sclerosis is restricted in the region near intervertebral
disk. Instability presence occurs because of great osteophyte presence.
Degeneration leads to chemical, mechanical and anatomic alterations
which in turn cause nerve root compression in all middle-aged or older
persons. Degenerative processes are visible in all persons over 6065.
However, most persons who have evidence of mechanical nerve root compression
dont feel pain. In reality neurological deterioration is rare
even with patients who express pain of such intensity that leads them
to elective spinal operation. Sometimes symptoms subside as time goes
by, even if decompression has not taken place. Other patients dont
show alterations in their initial clinical symptomatology regardless
that degenerative process advances, while finally other patients show
a gradual deterioration of symptoms[45,47,66]. Symptoms and signs
of neurogenous paresis are exclusively related to the degenerative
changes.
PATHOPHYSIOLOGY
Nerve compression
Pathophysiology of pain which is related to the nerve root or cauda
equina compression is not absolutely clarified. Studies have shown
that compression is related to symptoms and signs connected with neurogenous
paresis. However, compression by itself does not cause pain[4,28,79,103].
For pain to be, irritation and inflammation of nerve root has to coexist
resulting in symptoms from lower extremities[87]. Compression of a
normal nerve leads to paresthesias, hypesthesia, paresis and disturbance
of reflexes but usually without the presence of pain. However, if
an irritated nerve is compressed then pain is present simultaneously
with the other objective findings[61,81,92].
Damage to a spinal root can be detected in vitro during mechanical
check with Video Dimension Analysis use before evidence of nerve disturbance
found[55]. Theoretically, this internal damage could also happen in
vivo as well if the nerve is under stress in asymetrical way. This
cross-section combined with increased intraneural stress could lead
to irritation and inflammation toward the course of the nerve. Irritation
and inflammation could also occur during spinal or lower extremities
motions. Then the nerve is forced to elongation and deviation from
rest position[7].In a spinal canal which has no stenoses and generally
there is no serious degeneration, the nerve moves up to 5mm inside
the vertebral foramen during hip flexion with lower extremities stretched[86].
If the free motion of the nerve is restricted, its internal stress
increases and in addition small ruptures of the nerve happen, leading
to inflammation reactions.
Although imaging studies provide static pictures of the spine at a
particular time, the effect of spine micro- or macro- motions on the
nerve roots could be gradual and dynamic. These alternating forces
over the nerve roots could lead to irritation and inflammation. This
can be attributed to subluxation or to intermittent compression caused
by ligamentous damage, disk protrusion, osteophytes or by vascular
and nerve entrapment.
COMPRESSION
Compression can cause electrophysiologic alterations along nerve root.
This can cause irritation of nerve fibers responsible for pain, resulting
to expression of pain. Results of the compression gradual increase
on cauda equina were studied experimentally with guinea pigs[59,70-72,82].
A two-hour compression was applied and after that removal of compression
followed for one hour and a half. Electrophysiologic changes were
observed either to afferent or to efferent nerve fibers. Two-hour
compression with lower pressure than diastolic, causes non-reversible
changes to afferent and efferent nerve fibers. Compression pressure
between 75 and 100mmHg leads to a gradual reduction of conductance
both to afferent and efferent nerve fibers as well. The effect on
afferent nerve fibers is faster, but on the efferent fibers (motor
fibers) restoration is faster and more reliable. Compression of 200mmHg
which is higher than average pressure, causes a fast reduction in
conductance with almost no restoration of afferent conductance after
removal of compression and only by 30-40% restoration of efferent
conductance[59,71,72,82].
Duration of compression is also important. Increase in compression
duration from 2 to 4 hours have an effect on the nerve ability to
return to its initial condition[78]. Although the initial alteration
is the same, restoration of nerve function is prolonged remarkably,
especially at pressure of 100mmHg when pressure duration is doubled.
These alterations are greater in afferent fibers compared to efferent
fibers.
Edema and deficiency in nutrient ingredients are related to the degree
of pressure and the rate of its establishment. The higher the pressure
and the faster the establishment is, the greater the edema and deficiency
of nutrient ingredients are[71].
Reduction in the rate of blood flow is another parameter which can
be related to spinal stenosis symptoms. After pressure application
to guinea pig nerve, a gradual compression of venulae was observed,
following by capillaries and at last at arteriolae[80,81]. At the
same guinea pig hypotension led to a decline in electrophysiologic
conductance, as oppose to hypertension which protected the nerve by
reducing electrophysiologic alterations because of the increased blood
supply[80,81].
CLINICAL ENTITY
Because spinal stenosis is a slow degenerative process, early symptoms
are commonly indistinct. General pains at the loin with difficulty
in flexion are usual the first complaints. These complaints are usually
getting worse with the increase of activity and subside with rest.
Pain at loin and buttocks may remain for a long time. Few patients
accept these complaints as an unavoidable outcome of aging process
restricting their activities.
The usual symptoms of the spinal stenosis or neurogenous paresis are
displayed at lower extremities and include pain, numbness and tingling
at posterior or posterolateral part of extremity. Although pain usually
starts from the loin and reflects downwards, it can be regions where
pain starts from periphery and reflects more central. Symptoms could
be asymetrical and unstable. It is possible to be modified from day
to day or to be expressed sometimes on the right and other times on
the left. Other symptoms are cramps, feeling of unbalance and diffuse
paresthesia[35,88,105].
Sudden start of pain at lower extremities or sudden deterioration
of already existed symptoms is rare enough and is related to intervertebral
disk herniation or to disturbance of neural elements blood supply.
The usual clinical findings in a patient with spinal canal stenosis
are the intensification of complaints at lower extremities when these
are extended and the subsidence when these are flexed. This possibly
is due to the reduction of spinal canal capacity when extremities
are extended[22]. Pain usually subsides quickly with changing of posture
or activities. However, because of the coexistent spondylolisthesis,
it is not rare for complaints to be expressed at loin flexion. This
is due to the fact that the vertebral bodies subluxation is intensified,
resulting in pressure increase on nerve roots. Although the usual
symptoms are located at lower extremities, it should not be overlooked
the fact that symptoms can be manifested at loin or buttocks.
Urinary disturbances are unusual in patients with spinal canal stenosis[46].
However, there are patients who report a feeling of urgent need for
urination, frequent urination or urine loss. A factor which often
causes confusion is the age because these symptoms are common with
old persons who do not suffer from spinal stenosis.
Differential diagnosis includes paresis which is caused by blood supply
disturbances, peripheral neuropathy and lumbar spondylitis[19,37].
In patients with angiopathy, complaints are located mainly at tibia
and subside with rest. In contrast to the pain which is caused by
neurogenous paresis, pain of angiopathy does not subside with changing
of body posture but only with limitation of activities.
Peripheral neuropathy is commonly characterized from pain at both
lower extremities having a distribution of a sock instead of a typical
nerve root distribution9. It can be observed bilateral symmetrical
loss of reflexes and sensory neuropathy before motility is reduced.
In addition, vibration perception is declined. Alternatively, it can
be observed muscular weakness without sensory disturbances. A patient
has to be checked for diabetes mellitus, drugs use and alcoholism.
Malignant tumors and renal failure could also have symptomatology
which resembles that of peripheral neuropathy. Electromyography and
conductance tests of nerves are useful[43].
PHYSICAL EXAMINATION
Frequently, no abnormal findings are shown with neurologic check.
Although many patients report weakness of lower extremities, during
clinical examination no muscular weakness is found.
However, with quite a few patients, neurologic abnormalities are located.
So asymmetry at quadriceps reflexes or Achilles is compatible with
spinal canal diagnosis. If reflexes are absent symmetrically especially
the Achilles, this is attributed more frequent to the age instead
of the spinal canal stenosis. At last abnormal Babinski reflexes or
clonus presence are not related to the spinal canal stenosis at lumbar
spine level. If the above mentioned signs exist the examiner should
check for cervical or thoracic stenosis or for the presence of other
spinal cord neurologic diseases.
Motion check is usual more accurate as far damage location is concerned.
Weakness of muscles which are innervated from the 5th lumbar root
is the commonest finding. Special attention should be paid during
checking the hallucis longus muscle extensor and the medius and minimus
gluteus muscles (with Trendelemburg test). Weakness of iliopsoas is
compatible with 2nd lumbar root compression. Inability of knee extension
(quadriceps) indicates damage to the 3rd and 4th lumbar root. The
anterior tibial muscle (dorsal flexion of ankle joint) is innervated
from 4th and 5th lumbar root. Inability of plantar flexion of ankle
joint or inability to walk on toes indicates damage at 1st sacral
root.
The clinical check after neurological fatigue test takes place after
asking the patient to walk fast till symptoms appear. Duration and
walking rate are not predetermined. Patient walks till complaints
that he is referring to become noticeable. Lasegue sign may not appear
even in patients with radicular pain.
In differential diagnosis malignancy, inflammation, osteoporotic spine
fractures and circulatory disturbances should be included. Assessment
of the first three is takes place clinically with palpation in the
middle line of spine, so it can be identified widening of space between
spinous processes, and with percussion so pain is elicited. Hip motility
also should be checked especially if pain is located in that region,
as well as possibility of femur trochanteritis should be excluded.
Osteoarthritis appears at the same ages as the spinal stenosis. Vascular
check should include palpation of peripheral arteries and if it is
necessary of abdomen too, so aneurysm existence probability to be
excluded.
IMAGING STUDIES
Simple radiological check should not be overlooked in patients with
spinal stenosis symptomatology. Anteroposterior and lateral radiographs
with spine in flexed and extended position provide useful information
in connection with stability and deformation of spine. These radiographs
should be studied when there is suspicion of degenerative spondylolisthesis
or great instability during flexion and extension of spine. In addition,
check for spine deformity (e.g scoliosis) or for the presence of vertebrae
distortions (e.g osteoporotic fractures, or tumors), which could be
the cause symptom, should take place.
Magnetic tomography became quickly the test of choice for spinal stenosis
check and for planning of surgical management. However, generally
speaking, diagnosis may be made with history taking combined with
physical examination and simple radiographies. Magnetic tomography
should be carried out when operation planning is going to take place,
when multiple stenosis levels should be evaluated as well as tumors
and inflammation are to be excluded. Medial as well lateral stenoses
of the spinal canal could be evaluated accurately with magnetic tomography.
Abnormalities of vertebral body articular processes, osteophytes,
intervertebral disks hernias, and damage of ligaments are also
visible with magnetic tomography[66].
Computed tomography without contrast use in spinal canal is not specific
for investigation of patients with possible spinal stenosis because
more than one level is usually implicated, so many sections are required
for the whole lumbar spine to be examined. In addition, with computed
tomography neural tissues are not imaged satisfactorily resulting
in a possible tumor of spinal cord to be undiagnosed. Computed tomography
with contrast administration in spinal canal is particular useful,
especially in patients with scoliosis and in these with instrumented
spinal fusion. Myelography sets the boundaries of neural elements
and can help with the investigation of medial stenosis. At last computed
tomography which takes place after myelography provides useful information
about lateral notches, hypertrophy of facet joints and osteophytes.
TREATMENT
Indications of treatment
There are a few papers about the course of the spinal stenosis and
these are based on a small number of patients[45].
As far as we know, it is known that no serious neurologic deterioration
occurs with patients who were managed conservatively for spinal stenosis.
It is also known, that full restoration of all abnormal findings is
rare. At the same time, a percentage of patients, similar to these
patients whose symptoms subside with conservative management, presents
deterioration of symptoms. From the above mentioned, we conclude that
surgical management of patients with spinal stenosis frequently can
be postponed. Decision for surgical treatment should be based on deterioration
of a patients quality of life and symptoms, instead of abnormal
neurologic findings and positive findings, for spinal stenosis, at
magnetic tomography. It should be understandable, that surgical treatment
is not expected to be always successful as far as concerns the reversibility
of abnormal neurologic findings.
CONSERVATIVE TREATMENT
Patients who complain about lumbar pain and pain at lower extremities,
which is related to spinal stenosis, usually require some kind of
treatment. Generally, conservative methods could be beneficial for
many patients. The first measures are patients information,
assurance that it is about a disease which can be managed, administration
of analgesics, non-steroidal analgesics[44,96,98] even narcotics if
it is necessary. Exercise is of great importance[32,42] because it
improves cardiopulmonary function with aerobic exercises, static bicycle
with the patient to exercise in a semi-seated position with a slight
anterior trunk inclination. Physiotherapies are helpful[63,64], even
though their usefulness is not easy to be proved scientifically. Various
lumbar belts[104] provide, though limited, support of the trunk and
relief. However, they should not be used for a long time as muscle
wasting is to be avoided.
Another alternative therapy for reducing painful complaints of lower
extremities is the infusion in epidural space with steroids. We are
not acknowledged of any randomized study about such infusions in patients
exclusively with spinal stenosis. However, it has been observed that
such infusions help significantly for the relief of these complaints.
Epidural infusion of steroids is relatively safe and well tolerated
with most of the patients[10,18,77]. They have minimal adverse effects,
though accurate infusion in epidural space of a patient with degenerative
spondylarthritis could have technical difficulties. It is not rare,
because of the underlying deformation and stenosis, infusion of substance
inside dura mater to cause headaches, nausea and vomits when patient
stands up. These complaints usually subside with short-term bedding.
Special attention should be paid to the recommended treatment in old
persons. Acetaminophen may affect both hepatic and renal function
as well. Non steroidal anti-inflammatory drugs may lead to gastric
and duodenum ulcers. They can also affect hepatic and renal function
and also cause Na+ retention provoking hypertension. Exercises and
physiotherapies have some disadvantages like pain deterioration. However,
exercise improves the general status of the body and prepares the
body to tolerate the surgical operation stress even if it does not
reduce pain.
SURGICAL TREATMENT
Surgical treatment is indicated when a patients quality of life
has such a deterioration that it is not tolerated by the patient.
With such patients, pain, numbness and weakness in one or both extremities
restrict their every day activities to a significant grade. If findings
from physical examination are persistent and magnetic tomography shows
spinal stenosis, then surgical treatment constitutes treatment of
choice.
Laminectomy with decompression of nerve roots is the usual procedure
which is chosen for the relief of complaints from the lower extremities
and are related with spinal canal stenosis[40]. It has to be emphasised
that surgical treatment takes place for a patients relief of
lower extremities complaints and not for reducing lumbar pain, even
though there is frequently a reduction of lumbar pain postoperatively.
In addition, with spinal canal decompression, laminectomy should decompress
the nerve roots in all involved levels.
Another alternative surgical treatment is the limited laminectomy
with foraminectomy. This is achieved with the removal of the spinous
processes, interspinous ligaments and of a large part of lamina. Laminectomy
takes place at articular processes level removing 1/4 - ó of
articular surface in parallel with the excision of the ligamentum
flavum lateral part.
Because spinal stenosis very commonly includes multiple levels, decompression
should include all involved levels which have been pointed out by
the imaging control, even though clinical examination indicates fewer
or only one level of compression.
If there is any deformation, especially degenerative spondylolisthesis
or flexible scoliosis, then arthrodesis with or without spinal fusion
instrumentation[33,40] can take place. Of course arthrodesis makes
the operation more complicated, prolongs it, increases blood loss,
complications and finally prolongs rehabilitation time[12,94].
A controversial topic which is frequently under discussion is the
kind of surgical treatment which is chosen for spinal stenosis management.
That means if laminectomy is sufficient or if arthrodesis should take
place as well. Factors which should be taken into consideration are
the spinal preoperative structural changes as well as perioperative
structural alterations.
PREOPERATIVE STRUCTURAL CHANGES
Degenerative spondylolisthesis
Many articles have been published related to whether arthrodesis should
take place in parallel with decompression and laminectomy[11,16,26,40].
However, the importance of arthrodesis in patients with spondylolisthesis
has been proved. Herkowitz and Kurz presented a prospective study
that they compare decompression and laminectomy with decompression
and laminectomy which is followed by arthrodesis between transverse
processes, in fifty patients who had spinal stenosis at only one level
simultaneously with degenerative spondylolisthesis[40]. 24 out of
25 patients who had been submitted to arthrodesis had excellent results.
The writers recommended arthrodesis in all patients with degenerative
spondylolisthesis who were submitted to decompression and laminectomy.
Quite a few reports claim the importance of arthrodesis, when at the
level of stenosis degenerative spondylolisthesis coexists[11,26,50,83].
Caputy and Luessenhop studied 96 patients who were submitted to decompression
spinal stenosis treatment[11]. Five years after operation, treatment
was considered unsuccessful in 26 patients. From these 26 patients,
16 had constant complaints at lower extremities and 5 out of these
16 patients had already degenerative spondylolisthesis with symptoms
at lower extremities which were related to the level of spinal stenosis.
The writers concluded that simultaneously with laminectomy, arthrodesis
should take place when degenerative spondylolisthesis coexists in
patients.
Postacchini et.al studied regeneration of lamina in patients who were
submitted to laminectomy because of spinal stenosis[75]. Out of 40
patients, who were followed up for 8,6 years on average, 16 patients
had degenerative spondylolisthesis preoperatively. 6 out of 16 patients
were submitted just to laminectomy and the other 10 were submitted
to arthrodesis as well. Patients who were not submitted to arthrodesis
had more osseous production and poorer clinical results compared to
those who were submitted to arthrodesis.
Thus, the existing evidence concerning spondylolisthesis related to
spinal stenosis, leads to the conclusion that arthrodesis should take
place during laminectomy.
COLIOSIS AND KYPHOSIS
Surgical treatment of patients who suffer from spinal stenosis
in combination with preexisted idiopathic or degenerative lumbar scoliosis
is not so clear as is in patients whose stenosis is combined with
degenerative spondylolisthesis[85,107].
It is not necessary for all patients who are managed with decompression
because of spinal stenosis on the verge of a spinal scoliotic or kyphotic
region, to be submitted in arthrodesis. Decision for arthrodesis should
be based on some parameters. First parameter which should be considered
is the flexibility of curvature. If the curvature is corrected, even
partially in radiography of spinal lateral flexion (bending test),
then decompression with laminectomy will possibly increase the risk
of curvature deterioration. Second parameter is the documented from
the history deterioration of curvature which consists indication for
arthrodesis. Third parameter is the presence of scoliosis with coexisted
radiculitis which is located at the concave of the scoliotic spinal
part. In this case, laminectomy with partial removal of facet joints
may not be enough for removing pressure from the compressed root.
Fourth parameter is the lateral spondylolisthesis. The lateral spondylolisthesis
which is located at one level and which is proved radiologically with
lateral bending test indicates hyperkinesis which deteriorates with
decompression and laminectomy. Fifth parameter which should be considered
is the loss of lumbar lordosis to such an extent that the patient
has not balance at the saggital level. This can be estimated with
lateral x-ray which includes the whole spine from the base of the
skull up to sacral bone. In this x-ray the plumb-line should pass
through half posterior of the fifth lumbar vertebra of the normal
spine. Laminectomy may deteriorate kyphosis increasing lumbar pain.
RELAPSE OF SPINAL STENOSIS AT THE SAME LEVEL
Patients who are submitted to a second laminectomy for decompression
at the same level, are candidates for arthrodesis[41]. Additional
removal of facet joints is usually necessary for the medial decompression.
Removal of more than 50% of articular surface leads to instability
at the particular level, especially if these articular surfaces are
oriented at saggital axis[1,5,56]. Segmental instability can be studied
with radiological check of the spine in anterior and posterior inclination.
Excessive motion of the examined level is defined its displacement
more than 4mm or its angulation more than 101 in correlation with
the upper and lower level of spine.
Patients whose have relapse of spinal stenosis because of iatrogenic
spondylolisthesis benefit from arthrodesis due to the fact that instability
is deteriorated after a second decompression[50].
With the increase of spinal fusions in the last 15 years, spinal stenosis
appearance at the spinal levels which abut with the parts that have
been submitted to arthrodesis is common enough[57]. Alternative methods
of surgical treatment which are applied in these cases are either
simple decompression or decompression followed by instrumented or
non-instrumented spinal fusion. Detailed prospective studies with
large number of patients are missing form medical literature and for
this reason recommendations are difficult to be put forward[102].
However, it is logical to recommend simple decompression for patients
whose stenosis is cephalic in relation to arthrodesis site if perioperatively
instability is not possible to be controlled and there is an excessive
motion of articular surfaces.
PERIOPERATIVE STRUCTURAL CHANGES
Removal of facet joints
Abumi et al proved the importance of facet joints for structural stability
of lumbar spine movable parts in cadavers1. After cadavers were subjected
to cyclic loading with mechanical arrangement, the writers concluded
that more than 50% of facet joints removal leads to instability of
moveable parts.
Similar results were reported by Boden et al. once again with examination
of cadavers5. These writers concluded that stability of moveable parts
was not weakened after lumbar spine laminectomy if the inner half
of every facet joint was conserved. When removal is extensive, that
means more than 50% then posterolateral arthrodesis should be considered
seriously if postoperative instability is to be avoided.
Discectomy
Intervertebral disk herniation, although rare, is possible to be related
to the spinal stenosis[40]. Usually, intervertebral disk herniations
in patients with spinal stenosis consist of disks' free parts bulging
respectively with vertebral foramina. In these cases, removal of disks'
free parts during laminectomy is necessary if complaints are to be
reduced. The so called radical excision of intervertebral disk may
lead to iatrogenic spondylolisthesis because of anterior column disturbance
given that posterior column weakened because of laminectomy[16]. Thus,
radical removal of disk is not recommended.
Spinal fusion instruments
The target of internal fixation is to repair the deformation, to stabilize
the spine, protect neural elements, improve porosis rate, reduce the
number of levels which are about to be included in spinal fusion and
to reduce patient's rehabilitation time.
Osteosynthesis which is extended up to the lower loin and sacrum presents
problems especially in elderly persons. It s not possible hooks to
be placed in patients who have been submitted to laminectomy. In addition,
the usual posterior hooks, with which straining takes place often
lead to the loss of lumber lordosis. Conservation of lumbar lordosis
is an important factor for long term success of arthrodesis. Failure
of lumbar lordosis conservation could lead to deformation (flat back)
and pain at dorsum.
Placement of instruments on vertebrae' pedicles solves a few problems
which are related to the traditional systems of spinal fusion when
the use of spinal fusion instruments is considered necessary because
of lumbar spine decompression and laminectomy. Stabilisation with
use of materials at vertebraeÕ pedicles, succeeds in the placement
of materials at the most powerful parts of osteopenic vertebrae and
allows the segmental stabilisation which improves rotational stability
and lumbar lordosis conservation. Also, segmental stabilisation reduces
the number of moveable parts which should be included in arthrodesis,
allowing this way some kind of loin motion. Stabilization of sacrum
is better with the system of transpedicle screws compared to the hooks
and plates systems. In addition, spinal deformation is reduced more
effectively with the use of segmental transpedicle screws.
However, the use of transpedicle screws has some disadvantages[101,108].
Failure in the correct placement of screws may lead to neurologic
disturbances and failure of arthrodesis. In addition, longevity of
transpedicle screws is unknown[6].
The surgeon who intends to do a spinal arthrodesis should evaluate
the benefits and risks from such an operation. In most of cases materials'
placement takes place to establish a stable arthrodesis and to correct
deformations. Fischgrund et al. compared the results of laminectomy
which took place in combination with posterolateral arthrodesis in
68 patients who had spinal stenosis and degenerative spondylolisthesis
with another group of patients who was submitted to the same operation
with additional use of spinal fusion instruments[27]. These writers
found that in the patients to whom materials had been placed the porosis
formation rate was higher. However, clinical results in both groups
were similar.
The incidence of pseudarthrosis after lateral arthrodesis without
the use of materials increases with the increase of spinal fusion
levels. Also, it increases if there is instability. Use of spinal
fusion instruments reduces the incidence of pseudarthrosis[108].
Indications for the use of spinal fusion materials in patients in
which laminectomy and arthrodesis have taken place because of spinal
stenosis are: 1) correction or stabilization of scoliosis or kyphosis,
2) arthrodesis with simultaneous laminectomy at two or more levels,
3) relapse of spinal stenosis with coexisted iatrogenic spondylolisthesis
and 4) horizontal displacement of vertebral bodies more than 4 mm
and angulation more than 100 when spine is checked in anterior and
posterior inclination. The use of materials for arthrodesis of one
level in patients who have been submitted to laminectomy because of
degenerative spondylolisthesis increases the rate of porosis compared
to those patients where no material have been placed. However, it
doesn't seem to have any effect on long-term clinical results[27].
There are many things that have to be clarified in relation to arthrodesis
and materialsÕ use in degenerative diseases of lumbar spine.
COMPLICATIONS OF SURGICAL TREATMENT
Surgical treatment has as a target to stop radiculitis or neurogenous
paresis at lower extremities. Patients who present with localized
pain at loin without deformations usually are managed successfully
with non-surgical methods. The results of surgical treatment are frequently
affected by several diseases like cardiopulmonary diseases, diabetes,
renal diseases and at last nutrition. In patients with these problems
rehabilitation period is frequently prolonged. Old age of a patient
is not necessarily a contraindication for surgical management, especially
in our days where life expectancy has been improved.
Generally, surgical treatment has led to a high percentage of clinical
improvement of spinal stenosis symptoms, especially with alleviation
of pain at lower extremities. The targets of surgical treatment is
to relieve from pain and improve patientsÕ quality of life[33,40,62].
The results are more successful as the patients' health problems are
fewer[12,49,51].
Because spinal stenosis is presented mainly at older ages, the incidence
of complications which are related to surgical treatment is higher
compared to spinal operations with younger persons.
ComplicationsÕ analysis of surgical treatment requires a wide population
pool if safe reference data are to be reported. The most widely used
reference data though they are not absolutely accurate or ideal, are
coming from the National Hospital Discharge Survey. Data from these
sources are not as accurate as those of a trial which has a wide control
group, however, they provide a relatively accurate estimation of complicationsÕ
incidence from a great number of patients. Ciol et al analyzed the
data out of 30.000 patients who were submitted to posterior spinal
fusion because of spinal stenosis during 1985 - 1989[12]. Complications
were classified in 4 groups. 1) Inflammations, 2) Vascular disturbances,
3) Cardiopulmonary disturbances, 4) Death. Mortality was related to
the age and accompanied health problems. Patients younger than 75
years-old were presenting mortality lower than 1% while patients older
than 80 years-old were presenting mortality higher than 2.3%. Complications
were two times more frequent in patients older than 80 years-old compared
to patients younger than 70 years-old. ComplicationsÕ incidence was
doubled when three or more accompanied health problems coexisted or
when during arthrodesis decompression took place simultaneously.
In the study which was conducted by Katz et al re-operation took place
in 15 out of 88 patients[48]. The need for revision of operation after
surgical treatment of spinal stenosis is related to several parameters[39,48].
Firstly, spinal stenosis can be presented at other levels because
it is associated with the degenerative process frame. Secondly, the
criteria for the operation may not be accurate. Operation might not
have as a result the full decompression of spinal canal and the advisable
surgical technique not to be followed as it should. Thirdly, surgical
management might have failed because of instability, resulting in
inadequate porosis and with possible failure of spinal fusion instrumentation.
Fourthly, spinal stenosis may reappear because of vertebraÕs lamina
regeneration[74].
RESULTS
Like all surgical operations, successful results depend to a large
extend on patientsÕ choice and the application of the appropriate
surgical technique91. Katz et al. published the results of 194 patients
who were submitted to decompression because of spinal stenosis and
who were followed up for 6 months[49]. Forty patients were not satisfied
with the result of the treatment[49]. Patients' dissatisfaction was
related to their bad functional condition preoperatively, the presence
of many accompanied health problems and persistence of pain at loin
compared to complaints at lower extremities[49]. In conclusion, long
postoperative follow up of these patients showed that a very high
percentage was satisfied from surgical treatment[39,48,50].
Although, patients continue to have loin pain, most of them are satisfied
with the result of surgical treatment and would accept to be submitted
again to such an operation under the same conditions. Surgical treatment
seems as a better choice than continuous conservative treatment when
there are clinical and radiological evidence which is in favor of
such a therapeutic approach[45].
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